Investment Process

Investment Process With The Focus On You


Step One: Getting To Know You

The first step in the process is to get to know you, the client.  It is important to compile a thorough profile of you and your financial situation. This gives us a clear understanding of where you are currently with your investments and financial situation.

Step Two: Determine Your Goals & Objectives

Now that we have gotten to know you better, we can help you put your goals and objectives into real world numbers. This helps us stay on the same page with what you want to achieve, it also includes your risk tolerance and time horizons. At PWM we will take the time to understand your needs and goals.

Step Three:  Develop Your Plan & Strategy

After the initial meeting , we will start to formulate a comprehensive financial strategy designed to meet your investment objectives & goals. This will include a review of your needs, wants and wishes.  One we have the plan, we explain the plan and investment strategies to you so that you will understand and be comfortable with how we plan to move forward.

Step Four: Implement Your  Plan

During this step accounts will be opened, funded and services established.  We create portfolios in-line with your personal goals, objectives and risk tolerance.

Step Five: Ongoing Review & Analysis

We will monitor and re-balance the portfolio as necessary. Your portfolio will be tracked towards your goals. Adjustments are made for life events and financial changes.


Planning is an ongoing process, not a one time event.